Compliance as Code.

Stop the quarter-end scramble. Automate your regulatory filings for the UK, Luxembourg, Jersey, and the UAE with programmatic precision.

The Jurisdictional Matrix.

Modern funds are global by design—domiciled in Jersey, managed in the UK, distributing in the UAE. Navigating the overlapping requirements of AIFMD, FATCA, and VARA manually is a recipe for fines. Data lives in silos, but regulators demand a unified view.

Always Audit-Ready.

Unified Data Model

Ingest data once from your custodians, admins, and blockchains. Ntropii maps this raw data to a standardized 'Regulatory Schema' that works across all jurisdictions.

Rule-Based Generation

Select your regime (e.g., 'UK AIFMD' or 'Dubai VARA'). The system automatically filters your data, applies the specific calculation rules (e.g., leverage calculations), and formats the output.

One-Click Filing

Generate the exact file format required by the regulator (XML for Annex IV, JSON for VARA, CSV for CRS) ready for submission via API or portal upload.

Native support for key fund hubs.

Alternative Fund Standards

Comprehensive regulatory support for traditional alternative investment funds.

Key Features:

  • •AIFMD (Annex IV): Automated leverage calculation, liquidity stress testing, and XML generation for FCA/CSSF.
  • •FATCA / CRS: Automated identification of reportable investors based on tax residency and generation of XML reports.
  • •Economic Substance: Real-time tracking of board meetings, operating expenditure, and employee location to prove substance in Jersey/UAE.
  • •SFDR (ESG): Programmatic aggregation of portfolio carbon data for Article 8/9 disclosure.

The Compliance Engine

Cross-Border Mapping

Map a single trade to multiple reports. A crypto trade in a Jersey fund is automatically tagged for both Jersey Economic Substance and UK tax reporting.

Breach Monitoring

Real-time alerts if portfolio composition violates a specific regulatory limit (e.g., 'Counterparty exposure > 20%').

Audit Trail

Every line item in a regulatory report is hyperlinked back to the source transaction hash or bank statement.

Look-Through Reporting

Automated logic to 'look through' intermediate SPVs to report on ultimate beneficial owners (UBOs) where required.

Select Regime, Generate File.

This runbook generates the complex AIFMD Annex IV report. It fetches the quarter's data, applies the AIFMD leverage calculation rules, and exports the strict XML format required by the regulator.

quarterly_compliance.ts

import { Runbook, Regulator, Reporting } from '@ntropii/sdk';
 
Runbook.on('quarterly_compliance_trigger', async (event) => {
  const period = '2025-Q1';
  
  // 1. Initialize the specific Regulator Schema (e.g., UK FCA - AIFMD)
  const aifmdRegime = await Regulator.getSchema('UK_FCA_AIFMD_ANNEX_IV');
 
  // 2. Run the Report Generation
  // This automatically fetches AUM, Leverage, and Liquidity data from the Warehouse
  // and maps it to the XML fields required by the FCA.
  const report = await Reporting.generate({
    regime: aifmdRegime,
    fundId: 'hedge_fund_alpha',
    period: period,
    outputFormat: 'XML'
  });
 
  // 3. Validation Check (Pre-submission)
  if (report.validate()) {
    console.log(`Annex IV Report Generated: ${report.fileUrl}`);
  } else {
    console.error(`Validation Errors: ${report.errors}`);
  }
});

Regulatory Templates

AIFMD Annex IV (UK/EU)

Risk, leverage, and liquidity reporting.

Form PF (US)

Private Fund reporting for the SEC.

FATCA/CRS XML

Global tax residency reporting.

VARA Market Conduct

Dubai-specific transaction monitoring reports.

CIMA Fund Annual Return

Cayman Islands automated filing data.

MiCA Reserve Report

EU stablecoin/token reserve transparency.

Sleep better at quarter-end.

Turn your regulatory burden into an automated background process.